Non-Professional Active Investor (TAL Non-professional/Professional Agreement) |
| You are considered a non-professional if in your individual
and personal capacity, you are not a principal, officer, partner,
employee or agent of any business nor on behalf of any other
individual. You are neither registered nor qualified with
the Securities and Exchange Commission (SEC), the Commodities
Futures Trading Commission, any state securities agency, any
securities exchange or association or any commodities or futures
contract market or association. You are not engaged as an
"investment advisor" as that term is defined in
Section 202(a)(11) of the Investment Advisors Act of 1940
(whether or not registered or qualified under that act), nor
employed by a bank or other organization exempt from registration
under Federal and/or state securities laws to perform functions
that would require him/her to be so registered or qualified
if he/she were to perform such functions for an organization
not so exempt. |
Professional Active Investor (TAL Non-professional/Professional Agreement) |
| You are considered a professional if in your individual
and personal capacity you are a principal, officer, partner,
employee or agent or are a company using data to gain any
information other than the price of your own company. You
are registered or qualified with the Securities and Exchange
Commission (SEC), the Commodities Futures Trading Commission,
any state securities agency, any securities exchange or association
or any commodities or futures contract market or association.
You are engaged as an "investment advisor" as that
term is defined in Section 202(a) (11) of the Investment Advisors
Act of 1940 (whether or not registered or qualified under
that act), or employed by a bank or other organization exempt
from registration under Federal and/or state securities laws
to perform functions that would require him/her to be so registered
or qualified if he/she were to perform such functions for
an organization not so exempt. |
Warning! Professional investors who subscribe
as non-professionals risk having their real-time rights on any
quote system revoked by the exchanges. If you are a pro, please
do not attempt to subscribe as a non-pro.
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